Compliance & Disclosures.

Corporate structure

Brilwood Capital Partners is a trade name and operating division of Breakthrough Consulting FZCO, a company incorporated in the International Free Zone Authority (IFZA), Dubai Digital Park, Silicon Oasis, Dubai, United Arab Emirates.

Securities-related activity

Securities-related services, where applicable, are offered through Marco Polo Securities, Inc., a registered broker-dealer and Member FINRA / SIPC. Senior professionals of Brilwood Capital Partners are Foreign Associated Persons (FAPs) of Marco Polo Securities.

Brilwood Capital Partners and Breakthrough Consulting FZCO are advisory firms. Neither is itself a FINRA-registered broker-dealer. Advisory, strategy, market-entry, and capital-formation consulting services are provided by Brilwood; securities transactions — where regulated activity is required — are conducted through Marco Polo Securities in accordance with applicable US securities laws.

Regulatory framework we observe

• United States — SEC and FINRA rules, via our affiliation with Marco Polo Securities, Inc. (Member FINRA/SIPC).
• United Arab Emirates — UAE Federal Decree-Law No. 20 of 2018 on AML/CFT; UAE Cabinet Decision No. 10 of 2019; IFZA Free Zone Authority requirements; NAMLCFTC guidance; FATF recommendations.
• Cross-border — We structure engagements to respect the applicable regulatory regime in each jurisdiction where our clients raise, transact, or operate.

Scope of services

Brilwood Capital Partners provides strategic advisory, market-entry and cross-border consulting, technology-sector advisory, partnership origination and structuring, and capital-formation advisory. Where an engagement requires regulated securities activity, the securities execution is conducted through Marco Polo Securities, Inc.

Investor suitability

Any offering communicated with the assistance of Brilwood or Marco Polo Securities is made available only to qualified investors who meet the investor-eligibility criteria of the applicable jurisdiction — including but not limited to accredited investors, qualified purchasers, qualified institutional buyers, and equivalent categories under local law. Nothing on this website constitutes an offer to sell or a solicitation of an offer to buy any security.

No investment advice

Content on this website is for general informational purposes only and does not constitute investment, legal, tax, or accounting advice. Readers should consult their own qualified professional advisors before making any investment or business decision.

Confidentiality and discretion

Brilwood treats all client information and engagement details as strictly confidential. Our discretion practices exceed minimum regulatory requirements. Information shared with us is used only for the purposes of the engagement and in accordance with our privacy and AML policies.

Anti-Money Laundering & Counter-Terrorism Financing

Brilwood observes a comprehensive AML/CFT policy aligned with UAE federal law, FATF recommendations, and the best-practice standards of the regulated jurisdictions in which our affiliates operate. For the client-facing summary, see Anti-Money Laundering Policy. The full policy is available on request.

Policy index

Brilwood publishes the following policies and disclosures. Each policy applies to clients, prospects, website visitors, and counterparties of Brilwood Capital Partners and its operating entity, Breakthrough Consulting FZCO.

• Anti-Money Laundering & CTF Policy — full policy v1.1, effective 20 May 2024. Zero-tolerance on financial crime. UAE Federal Decree-Law No. 20 of 2018 and FATF recommendations.
• Privacy Policy — how Brilwood collects, uses, shares, and protects personal information; cookie use; international data transfers; and your privacy rights.
• Terms & Conditions — scope of services, client responsibilities, fees, limitation of liability, governing law, and other engagement terms.

Contact — compliance queries

For regulatory, compliance, or disclosure queries, please reach us via the Contact page. Internal compliance and AML queries are handled by the Money Laundering Reporting Officer of Breakthrough Consulting FZCO.